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中华胸部外科电子杂志 ›› 2026, Vol. 13 ›› Issue (03) : 209 -217. doi: 10.3877/cma.j.issn.2095-8773.2026.03.06

综述

食管癌围手术期治疗进入"后免疫时代":现状、挑战与未来发展方向
尹俊†(), 孙田韬   
  1. 200032 上海,复旦大学附属中山医院胸外科
  • 收稿日期:2025-12-30 修回日期:2026-02-19 接受日期:2026-08-02 出版日期:2026-08-28
  • 通信作者: 尹俊
  • 基金资助:
    国家自然科学基金(82350127,82241013); 上海市肺部炎症与损伤重点实验室和东方英才项目

Perioperative treatment of esophageal cancer in the post-immunotherapy era: current status, challenges, and future directions

Jun Yin†(), Tiantao Sun   

  1. Department of Thoracic Surgery, Zhongshan Hospital, Fudan University, Shanghai 200032, China
  • Received:2025-12-30 Revised:2026-02-19 Accepted:2026-08-02 Published:2026-08-28
  • Corresponding author: Jun Yin
引用本文:

尹俊, 孙田韬. 食管癌围手术期治疗进入"后免疫时代":现状、挑战与未来发展方向[J/OL]. 中华胸部外科电子杂志, 2026, 13(03): 209-217.

Jun Yin, Tiantao Sun. Perioperative treatment of esophageal cancer in the post-immunotherapy era: current status, challenges, and future directions[J/OL]. Chinese Journal of Thoracic Surgery(Electronic Edition), 2026, 13(03): 209-217.

食管癌作为全球范围内常见的消化道恶性肿瘤之一,在中国以鳞状细胞癌为主要病理类型,且多数患者确诊时已处于局部进展期。近年来,免疫检查点抑制剂(ICIs)在晚期及不可切除食管癌中显著改善了患者生存结局,并逐步前移至辅助及新辅助治疗阶段,深刻改变了食管癌整体的治疗格局。随着免疫治疗在食管癌中取得突破性进展并成为综合治疗的核心组成,食管癌围手术期治疗已迈入一个以免疫治疗为基石的全新范式——"后免疫时代"。这一时代不仅标志着治疗策略从单纯验证有效性转向优化整合与个体化应用,更深刻重塑了围手术期管理模式、多学科综合决策流程及对患者长期预后的评估标准。本文旨在综述食管癌免疫治疗的主要临床研究证据,重点总结围手术期免疫治疗的应用现状与临床实施要点,并深入探讨其在多学科协作、手术时机、免疫相关不良反应(irAEs)管理、原发及继发无应答的关注及病理学评估中的关键问题。同时,本文展望了新型免疫靶点、联合治疗策略及生物标志物导向的精准免疫治疗等未来发展方向,以期为围手术期免疫治疗的规范化应用和后续研究提供参考。

Esophageal cancer is one of the most common malignant tumors of the digestive tract worldwide. In China, esophageal squamous cell carcinoma represents the predominant histological subtype, and most patients are diagnosed at a locally advanced stage. In recent years, immune checkpoint inhibitors (ICIs) have significantly improved survival outcomes in patients with advanced or unresectable esophageal cancer and have gradually been incorporated into adjuvant and neoadjuvant settings, profoundly reshaping the overall therapeutic landscape of this disease. With the breakthrough progress of immunotherapy in esophageal cancer and its emergence as a core component of comprehensive treatment, perioperative management of esophageal cancer has entered a new paradigm founded on immunotherapy-the "post-immunotherapy era". This era not only signifies a shift in treatment strategy from merely validating efficacy to optimizing integration and individualized application, but also profoundly reshapes perioperative management models, multidisciplinary team (MDT) decision-making processes, and long-term prognostic assessment standards for patients. This review aims to summarize the major clinical evidence for immunotherapy in esophageal cancer, focusing on the current status and practical considerations of perioperative immunotherapy. It delves into key issues such as multidisciplinary collaboration, surgical timing, management of immune-related adverse events (irAEs), attention to primary and acquired non-response, and pathological response assessment. Furthermore, this article explores future directions, including novel immune targets, combined treatment strategies, and biomarker-guided precision immunotherapy, aiming to provide a comprehensive reference for the standardized application and future research of perioperative immunotherapy.

表1 食管癌及食管-胃交界部癌免疫治疗关键研究总结
临床研究 研究阶段/设计 入组人群 治疗策略 主要终点与核心结果 临床与学术意义
KEYNOTE-590[9] Ⅲ期,随机对照 晚期/转移性EC 帕博利珠单抗+化疗比化疗 OS、PFS显著改善 确立免疫+化疗一线标准
CheckMate-648[10] Ⅲ期,随机对照 晚期ESCC 纳武利尤单抗+化疗/纳武利尤单抗+伊匹木单抗 OS显著改善 支持免疫联合方案一线应用
RATIONALE-306[12] Ⅲ期,全球多中心 晚期ESCC 替雷利珠单抗+化疗 OS显著改善 证明PD-1疗效具有全球适用性
ATTRACTION-3[5] Ⅲ期,随机对照 晚期ESCC(二线) 纳武利尤单抗比化疗 OS显著改善 免疫治疗进入ESCC二线
ESCORT[17]/ORIENT-2[7] Ⅱ~Ⅲ期 晚期ESCC(二线) 卡瑞利珠单抗/信迪利单抗 OS优于化疗 中国PD-1药物确立疗效
CheckMate-577[13] Ⅲ期,随机对照 nCRT后残余病灶EC/GEJ 辅助纳武利尤单抗 DFS显著延长 免疫治疗首次改变围手术期标准
NATION-1907[14] Ⅰb期,单臂 可切除局部进展期ESCC 新辅助阿得贝利单抗 pCR/MPR较高,安全可控 围手术期免疫概念验证研究
ESCORT-NEO[15] Ⅲ期,随机对照 可切除局部进展期ESCC 新辅助卡瑞利珠单抗+化疗 提高pCR、EFS 新辅助免疫进入Ⅲ期证据
PALACE-1[18]/PEN-ICE[19] Ⅰ~Ⅱ期 可切除ESCC 新辅助帕博利珠单抗+nCRT pCR显著提高 支持免疫+放化疗协同
KEYNOTE-585[20] Ⅲ期,随机对照 可切除腺癌/GEJ 围手术期帕博利珠单抗+FLOT pCR提高,OS待随访 免疫+FLOT的关键验证试验
DANTE[21]/MATTERHORN[22] Ⅱ~Ⅲ期 可切除腺癌/GEJ 围手术期阿替利珠单抗/度伐利尤单抗+FLOT pCR/EFS改善 探索腺癌围手术期免疫整合
NEONIPIGA[23] Ⅱ期 dMMR EC/GEJ 纳武利尤单抗+伊匹木单抗 极高pCR 分子分型驱动免疫策略
表2 未来新型免疫靶点
免疫靶点 生物学作用机制 代表性药物 当前研究阶段 食管癌相关证据 学术意义(后免疫时代视角)
TIGIT[30] 抑制T细胞与NK细胞功能;与PD-1协同导致免疫耗竭 替瑞利尤单抗;欧司珀利单抗;多瓦那利单抗 Ⅰ~Ⅱ期为主 替瑞利尤单抗+阿替利珠单抗在转移性食管癌中显示良好耐受性和抗肿瘤活性 被认为是最有希望突破PD-1疗效瓶颈的联合靶点,代表"免疫联合优化"方向
VISTA[35] 主要调控静息T细胞;抑制早期免疫激活 CA-170(PD-L1/VISTA双靶点) Ⅰ~Ⅱ期 尚无成熟食管癌Ⅲ期数据;TME中表达广泛 可能通过激活"沉默免疫系统"扩展免疫应答人群,但靶点双重性仍存争议
LAG-3[30] 促进T细胞耗竭;与PD-1协同抑制抗肿瘤免疫 瑞拉利单抗;Eftilagimod;弗安利单抗 Ⅰ~Ⅱ期 LAG-3在ESCC中高表达;已有新辅助联合放化疗试验 标志从"单一免疫刹车"走向多检查点协同阻断的精准免疫策略
CTLA-4[34] 抑制T细胞早期活化(淋巴结阶段) 伊匹木单抗 已用于联合方案 与纳武利尤单抗联合显示OS获益;新辅助在dMMR人群中pCR高 不再作为单药,而是免疫强化与特定亚群治疗工具
工程化T细胞(CAR-T/TCR-T)[34] 直接识别肿瘤抗原并杀伤肿瘤细胞 靶向CD22、CD30等 临床前~Ⅰ期 尚处探索阶段,实体瘤疗效受限 代表免疫治疗范式升级,但仍面临安全性与实体瘤屏障挑战
免疫生物标志物导向治疗[34] 基于免疫反应动态监测指导治疗 ctDNA;免疫浸润特征 转化研究 ctDNA水平与免疫疗效和预后相关 是实现精准免疫、动态调整策略的关键支撑
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